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xzhenxing666

Listed Company Compliance

by Xzhenxing666 · GitHub ↗ · v1.0.1 · MIT-0
cross-platform ✓ Security Clean
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Install in OpenClaw
/install listed-company-compliance
Description
基于最新监管规则，提供中国上市公司独立董事、信息披露、重大资产重组等核心合规领域的专业管理助手。
README (SKILL.md)

上市公司合规技能

中国上市公司合规管理专业助手 | Chinese Listed Company Compliance Assistant

技能元信息

name: listed-company-compliance
version: v1.0.0
author: @Xzhenxing666
chinese: true
tags:
  - chinese
  - china
  - 上市公司
  - 合规
  - csrc
  - esg
  - 独立董事
  - 信息披露
  - 重大资产重组
  - 股东减持
  - 审计监督
  - 财务报告
  - 内部控制
  - 关联交易
  - 募集资金
  - 上交所
  - 深交所
  - IPO
  - 上市公司治理
  - 监管规则
description: 中国上市公司合规管理技能，涵盖独立董事、信息披露、重大资产重组、股东减持、审计监督、财务报告等核心合规领域

技能概述

本技能为中国上市公司合规管理专业助手，涵盖独立董事、信息披露、重大资产重组、股东减持、审计监督、财务报告等核心合规领域。本技能基于上海证券交易所、中国证监会发布的最新监管规则编制，适用于主板上市公司合规工作。

适用场景

  • 上市公司信息披露合规审查
  • 独立董事任职及履职管理
  • 重大资产重组方案审核
  • 股东减持行为合规检查
  • 董事会审计委员会监督工作
  • 可持续发展报告（ESG）编制
  • 内部控制制度建设
  • 财务报告合规审计

核心规则索引

rules/ 目录（规则要点）

文件 内容
独立董事.md 独立董事任职资格、职责、履职管理
信息披露.md 信息披露基本原则、定期报告、临时报告
重大资产重组.md 重组标准、方案要求、业绩承诺
股东减持.md 减持方式、限制、违规处罚
可持续发展报告.md ESG披露框架、环境信息披露
审计监督.md 审计委员会职责、会议要求
募集资金管理.md 存放要求、使用限制、变更程序
内部控制.md 内控制度建设、重点领域检查
关联交易.md 关联关系识别、决策程序、定价公允性

templates/ 目录（常用模板）

文件 内容
检查清单.md 全面合规检查清单
独立董事意见.md 独立董事独立意见模板
董事会通知.md 董事会会议通知模板
重组进展公告.md 重大资产重组进展公告模板
业绩预告.md 业绩预告公告模板
内幕信息登记.md 内幕信息知情人登记模板
股东大会通知.md 股东大会通知模板

快速开始

1. 合规检查流程

1. 确认检查领域（如信息披露）
2. 查阅对应规则文件（如 rules/信息披露.md）
3. 使用检查清单（如 templates/检查清单.md）
4. 对照模板生成合规文档

2. 规则更新

规则文件基于最新监管规则编制，如需更新请参考 update.md。

监管规则索引

核心法规

  1. 《中华人民共和国公司法》
  2. 《中华人民共和国证券法》
  3. 《上市公司信息披露管理办法》
  4. 《上市公司治理准则》
  5. 《上市公司重大资产重组管理办法》
  6. 《上市公司独立董事管理办法》
  7. 《上市公司股东减持股份管理暂行办法》
  8. 《上海证券交易所股票上市规则》

具体指引

  1. 《上海证券交易所上市公司自律监管指引第1号——规范运作》
  2. 《上海证券交易所上市公司自律监管指引第2号——信息披露事务管理》
  3. 《上海证券交易所上市公司自律监管指引第6号——重大资产重组》
  4. 《上海证券交易所上市公司自律监管指引第9号——信息披露工作评价》
  5. 《上海证券交易所上市公司自律监管指引第14号——可持续发展报告》

注意事项

  1. 本技能内容基于截至2025年的监管规则编制，具体执行时应以最新发布的法规为准
  2. 上市公司应当密切关注证券交易所和证监会的最新监管动态
  3. 重大事项应当及时咨询专业律师或保荐机构
  4. 本技能不构成法律意见，仅供参考
  5. 特殊行业或特殊情况可能存在额外合规要求

相关文件

版本： v1.0.0
更新日期： 2025年3月
适用对象： 上市公司董事会秘书、证券事务代表、合规部门、审计部门

Usage Guidance
This skill appears coherent and benign: it bundles regulatory guidance, checklists and templates for Chinese listed-company compliance and requests no credentials or installs. Before installing/use: (1) do not paste real personal identifiers (身份证号, bank/account numbers, etc.) or confidential documents into public prompts or third-party services; (2) treat outputs as informational only — consult a qualified lawyer or advisor for binding legal advice; (3) verify the author/source and review update.md/CHANGELOG to ensure materials are current with the latest regulations; (4) if you plan to automate generation or send documents externally, confirm you are not leaking sensitive data to other systems or networks.
Capability Analysis
Type: OpenClaw Skill Name: listed-company-compliance Version: 1.0.1 The skill bundle is a comprehensive reference and template collection for Chinese listed company compliance (CSRC/SSE regulations). It contains no executable code, shell commands, or network requests, consisting entirely of informational Markdown files and document templates (e.g., SKILL.md, compliance-checklist.md, and various files in rules/ and templates/). There are no signs of prompt injection, data exfiltration, or malicious intent.
Capability Assessment
✓ Purpose & Capability
The skill name/description (Chinese listed-company compliance assistant) matches the included rules, checklists and document templates. There are no unrelated required binaries, env vars, or config paths.
ℹ Instruction Scope
SKILL.md tells the agent to consult the packaged rules/templates and to generate compliance documents. That stays within scope. Note: many templates include fields for personal identifiers (e.g., 身份证号) and other PII — the skill does not itself exfiltrate anything, but users and agents could be prompted to enter sensitive personal/company data when using templates, so exercise caution with what you paste into the agent or external systems.
✓ Install Mechanism
No install spec and no code to run — instruction-only. This minimizes supply-chain risk (nothing is downloaded or written to disk by an installer).
✓ Credentials
The skill declares no required environment variables, credentials, or config paths. There is no disproportionate request for secrets.
✓ Persistence & Privilege
always is false and the skill does not request persistent/system-wide privileges or modify other skills' configs. Autonomous invocation is allowed (platform default) but the skill has no elevated privileges.
How to Use
  1. Make sure OpenClaw is installed (local or Docker)
  2. Run the install command in chat: /install listed-company-compliance
  3. After installation, invoke the skill by name or use /listed-company-compliance
  4. Provide required inputs per the skill's parameter spec and get structured output
Version History
v1.0.1
- 新增7个模板和规则文件：包括“关联交易”规则、“业绩预告”、“内幕信息登记”、“检查清单”、“独立董事意见”、“董事会通知”、“重组进展公告”等模板。 - 在技能元信息（SKILL.md）中补充和细化了标签（tags），拓展与监管有关的覆盖面。 - 无功能调整，新增规则和文档模板，支持更多合规管理场景。
v1.0.0
listed-company-compliance v1.0.0 初始版本 - 发布中国上市公司合规管理专业助手，适配主板上市公司合规需求 - 覆盖信息披露、独立董事、重大资产重组、股东减持、审计监督、财务报告、ESG等核心合规领域 - 提供规则文件与实用模板，支持流程化合规检查 - 索引现行中国证监会和上海证券交易所相关法规及自律监管指引 - 附带快速开始指南与注意事项
Metadata
Slug listed-company-compliance
Version 1.0.1
License MIT-0
All-time Installs 0
Active Installs 0
Total Versions 2
Frequently Asked Questions

What is Listed Company Compliance?

基于最新监管规则，提供中国上市公司独立董事、信息披露、重大资产重组等核心合规领域的专业管理助手。 It is an AI Agent Skill for Claude Code / OpenClaw, with 214 downloads so far.

How do I install Listed Company Compliance?

Run "/install listed-company-compliance" in the OpenClaw or Claude Code chat to install it in one step — no extra setup required.

Is Listed Company Compliance free?

Yes, Listed Company Compliance is completely free, licensed under MIT-0. You can download, install and use it at no cost.

Which platforms does Listed Company Compliance support?

Listed Company Compliance is cross-platform and runs anywhere OpenClaw / Claude Code is available (cross-platform).

Who created Listed Company Compliance?

It is built and maintained by Xzhenxing666 (@xzhenxing666); the current version is v1.0.1.

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